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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-26
TX RA APPROVED 2024-09-26
  • NY RA
    APPROVED
    Since 2024-09-26
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signature Bank New York NY 12/2016 02/2017
Acadia Realty Trust Rye NY 06/2017 08/2018
University Of Delaware Newark DE 08/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2020 01/2023
J.P. Morgan Securities Llc New York NY 01/2023 09/2024
Jpmorgan Chase Bank, N.A. New York NY 01/2023 09/2024
Axa Advisors New York NY 09/2018 01/2020
Axa Advisors, Llc New York NY 05/2018 01/2020
Arlp Gs Llc Rye NY 06/2017 08/2017
E11Even Hotel & Residences Miami FL 03/2021 Present
Wells Fargo Clearing Services, Llc New York NY 09/2024 Present
  • 12/2016 → 02/2017
    Signature Bank
    New York, NY
  • 06/2017 → 08/2018
    Acadia Realty Trust
    Rye, NY
  • 08/2014 → 05/2018
    University Of Delaware
    Newark, DE
  • 01/2020 → 01/2023
    New York, NY
  • 01/2023 → 09/2024
    New York, NY
  • 01/2023 → 09/2024
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2018 → 01/2020
    Axa Advisors
    New York, NY
  • 05/2018 → 01/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2017 → 08/2017
    Arlp Gs Llc
    Rye, NY
  • 03/2021 → Present
    E11Even Hotel & Residences
    Miami, FL
  • 09/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, MIAMI, FL, 43% OWNERSHIP, STTART DATE 2/8/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER OF RENTAL PROPERTY. FWZ PROPERTIES LLC, INV RELATED, MIAMI, FL, 43% OWNERSHIP, START 2/25/21, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTY ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-23
  • S66 Uniform Combined State Law Examination
    2018-08-23
Other Names
  • Daniel Zomback
  • Daniel M Zomback
  • Daniel Max Zomback

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