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195 Broadway 4Th Floor, Suite 442, Brooklyn, NY 11211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-30 |
| NY | RA | APPROVED | 2026-01-30 |
Branch Locations
195 Broadway 4Th Floor, Suite 442, Brooklyn, NY 11211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securites Inc. | New York | NY | 02/2015 | 06/2020 |
| Deutsche Bank Trust Company Americas | New York | NY | 06/2020 | 11/2023 |
| Wealthie Inc. | Dover | DE | 05/2024 | Present |
| Wealthie Advisors Llc | Brooklyn | NY | 01/2026 | Present |
| Stealth Start-Up | Dover | DE | 01/2024 | 05/2024 |
1. The name of the other business: 95 Broadway Holdings LLC Whether the business is investment-related: No The address of the other business: 4555 Henry Hudson Pkwy, Bronx NY 10471 The nature of the other business: Real estate activities Your position, title, or relationship with the other business: managing agent The start date of your relationship: 20-Nov-2013 The approximate number of hours/month you devote to the other business: 4 The number of hours you devote to the other business during securities trading hours: less than 1hr per month on average, and only as needed (i.e. emergency repair to the property is needed) Briefly describe your duties relating to the other business: Maintenance of my primary residence unit and the other 2 units of the property. 2. The name of the other business: Wealthie Inc. Whether the business is investment-related: No The address of the other business: 111B S Govenors Ave., Ste 20183, Dover, DE 19904 The nature of the other business: Home Equity Investment (HEI) Your position, title, or relationship with the other business: COO and Co-founder The start date of your relationship: May 2024 The approximate number of hours/month you devote to the other business: 80 The number of hours you devote to the other business during securities trading hours: 50 Briefly describe your duties relating to the other business: Manage operations for HEI start-up.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-23 |
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