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Alicia S. Davis

Wells Fargo Clearing Services, LLC

Vernon Hills, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-15
TX RA APPROVED 2025-12-15
  • IL RA
    APPROVED
    Since 2025-12-15
  • TX RA
    APPROVED
    Since 2025-12-15

Branch Locations

860 E Townline Rd, Vernon Hills, IL 60061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 04/2018 07/2024
Bank Of America, N.A. Northbrook IL 04/2018 07/2024
Ultimate Gymnastics Llc Gurnee IL 11/2017 08/2018
Unemployed Grayslake IL 05/2016 11/2017
J.P. Morgan Securities Llc Park Ridge IL 08/2024 12/2025
Jpmorgan Chase Bank, N.A. Park Ridge IL 08/2024 12/2025
Wells Fargo Clearing Services, Llc Chicago IL 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-07
  • S66 Uniform Combined State Law Examination
    2018-08-07
Other Names
  • Alicia Simmonette Shand
  • Alicia Davis
  • Alicia S Shand
  • Alicia S Davis
  • Alicia Shand
  • Alicia Simmonette Davis

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · VERNON HILLS, IL
CETERA INVESTMENT ADVISERS LLC · VERNON HILLS, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · VERNON HILLS, IL
EPIPHANY CAPITAL · VERNON HILLS, IL
EDWARD JONES · VERNON HILLS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VERNON HILLS, IL
EPIPHANY CAPITAL · VERNON HILLS, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Vernon Hills, IL

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