Chase Andrew Gauthier

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2017
  Morningstar Inc
  Chicago, IL
• 01/2017 → 04/2017
  Unemployed
  Chicago, IL
• 04/2017 → 06/2017
  Cetera Advisor Networks
  El Segundo, CA
• 06/2017 → 05/2019
  Oppenheimer Funds
  Englewood, CO
• 01/2020 → 07/2021
  Gwfs Equities, Inc
  Greenwood Village, CO
• 05/2019 → 01/2020
  Unemployed
  Denver, CO
• 02/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2022 → 07/2023
  Cetera Advisors Llc
  Greenwood Village, CO
• 02/2022 → 07/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 02/2022 → 09/2022
  First Allied Securities Inc
  San Diego, CA
• 07/2021 → 02/2022
  Unemployed
  Chicago, IL
• 01/2022 → 07/2023
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2026 → Present
  Rmg Financial Dba Gauthier Wealth Partners
  Vernon Hills, IL

Previous Registrations

• 2020-01-31 → 2021-07-23
  Empower Advisory Group, Llc
  Greenwood Village, CO

Other Businesses

(1) NAME OF OTHER BUSINESS: RMG FINANCIAL DBA GAUTHIER WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-08-10

Designations

• Certified Financial Planner

Other Names

• Chase Gauthier
• Chase Andrew Gauthier