David Alan Kalfen

Current Employers

Employment History

• 09/1991 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/1998 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Kalfini Llc
  Lauderdale, FL

Other Businesses

1)CENTER FOR ENRICHED LIVING, NON-INVESTMENT RELATED, 280 SAUNDERS RD., RIVERWOODS, FL, NON-PROFIT, START DATE 7-07, BOARD TRUSTEE; 2)NAME OF OTHER BUSINESS:GIRLS WHO LIFT INC ; INVESTMENT RELATED: NO ; ADDRESS: 1612 PROVENANCE WAY, NORTHBROOK IL 60062 ; NATURE OF BUSINESS: CLOTHING COMPANY ; POSITION/TITLE/RELATIONSHIP: SECRETARY / CFO ; START DATE: 07/2020 ; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2.5 ; BRIEF DESCRIPTION OF DUTIES: CLOTHING COMPANY ; 3)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 6/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS HEALTH 4) KALFEN FINANCIAL SOLUTIONS; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA FOR INVESTMENT PRACTICE; START 11/2014; 40 HOURS/WEEK DURING TRADING HOURS; REGISTERED REPRESENTATIVE 5)N/A, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, TRUST AND ESTATE, STARTED 11/2018, POSITION/TITLE/RELATIONSHIP: TRUSTEE AND EXECUTOR APX 5 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADMINISTER TRUST AND ESTATE OF PARENT 6) NAME OF OTHER BUSINESS: KALFINI LLC; INVESTMENT RELATED: NO; ADDRESS: 215 N NEW RIVER DR. EAST UNIT 1460 FT LAUDERDALE, FL 33301; NATURE OF BUSINESS: ECOMMERCE SALE OF SHOES; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: CO-MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 7; APX NUMBER OF HOURS DURING TRADING HOURS: 7; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR BUDGETING, CONTRACTS AND STRATEGIC INITIATIVES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-02
• S63 Uniform Securities Agent State Law Examination
  1985-02-27