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Benjamin Chang

Charles Schwab & Co., Inc.

Fremont, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-18
  • CA RA
    APPROVED
    Since 2019-12-18

Branch Locations

3161 Stevenson Blvd, Fremont, CA 94538-2393 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fremont CA 02/2004 Present
Charles Schwab Bank Ssb Fremont CA 05/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-18
S63 Uniform Securities Agent State Law Examination 1999-05-25
  • S65 Uniform Investment Adviser Law Examination
    2019-12-18
  • S63 Uniform Securities Agent State Law Examination
    1999-05-25

View on SEC IAPD

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Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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