Mercedes R Shea

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly, MA
• 11/2010 → Present
  Bank Of America, N.A.
  Beverly, MA
• 11/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Andover, MA

Previous Registrations

• 2018-07-03 → 2022-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lynnfield, MA
  Nashua, NH
  Beverly, MA
  Boston, MA
  Lynnfield, MA
  Boston, MA
  Lexington, MA
  Lynnfield, MA
  Andover, MA
  Lynnfield, MA

Other Businesses

I*113808 For profit or not for profit: For-Profit Organization Name of outside business organization: Hog Island Inc DBA CK Pearl Investment related: N Address of business: Essex, Massachusetts 1929 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 5/15/2014 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: A restaurant in which my husband and I own. Assist with marketing

Exams

• S66 Uniform Combined State Law Examination
  2018-07-02

Other Names

• Mercedes R Coffeen
• Mercedes Shea
• Mercedes R Shea
• Mercedes Coffeen