Kevin Duong

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 08/2021
  Wedbush Securities Inc.
  Los Angeles, CA
• 06/2016 → 02/2018
  Cathay Bank
  El Monte, CA
• 08/2021 → 09/2023
  First Republic Securities Company, Llc
  Los Angeles, CA
• 08/2021 → 09/2023
  First Republic Investment Management, Inc
  Los Angeles, CA
• 09/2023 → 04/2026
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 10/2023 → 04/2026
  Jp Morgan Chase Bank, N.A.
  Los Angeles, CA
• 04/2026 → Present
  East West Bank
  Pasadena, CA
• 04/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 04/2026 → Present
  Cetera Investment Advisers Llc
  Pasadena, CA

Previous Registrations

• 2023-10-24 → 2026-04-15
  J.P. Morgan Securities Llc
  Newport Beach, CA
  Los Angeles, CA
  Alhambra, CA
  Los Angeles, CA
• 2022-02-09 → 2025-03-25
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-02-09

Designations

• Chartered Financial Analyst