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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 03/2018 | 05/2019 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 03/2018 | 05/2019 |
| Unemployed | Los Angeles | CA | 05/2015 | 02/2018 |
| Bancwest Investment Services, Inc. | Los Angeles | CA | 05/2019 | 11/2021 |
| Bank Of The West | Los Angeles | CA | 05/2019 | 11/2021 |
| J.P. Morgan Securities Llc | Houston | TX | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 08/2023 | Present |
| Bancwest Investment Services, Inc. | Los Angeles | CA | 05/2019 | 05/2019 |
| Bny Mellon Na | Houston | TX | 11/2021 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-26 |
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