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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
NY RA APPROVED 2021-04-21
  • TX RA
    APPROVED
    Since 2022-02-02
  • NY RA
    APPROVED
    Since 2021-04-21

Branch Locations

500 Express Drive So, Ste. 1 1St Floor, West Brentwood, NY 11717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst And Young New York NY 07/2017 11/2020
Rensselaer Polytechnic Institute Troy NY 08/2013 05/2017
Lpl Financial Brentwood NY 11/2020 02/2021
Lpl Financial West Brentwood NY 02/2021 Present
  • 07/2017 → 11/2020
    Ernst And Young
    New York, NY
  • 08/2013 → 05/2017
    Rensselaer Polytechnic Institute
    Troy, NY
  • 11/2020 → 02/2021
    Lpl Financial
    Brentwood, NY
  • 02/2021 → Present
    Lpl Financial
    West Brentwood, NY
Other Businesses

1) 12/2020 - DBA for LPL Business (entity for LPL business) - Blue Line Wealth Management - Investment Related - 100% - Brentwood, NY 11717 2) 2/3/2023 - William Penn - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 12/20/2022 - 5 Hours Per Month/0 Hours During Securities Trading 3) 3/3/2023 - Aflac - Investment Related - 500 Express Dr S, Brentwood, NY 11717 - Non-Variable Insurance - Aflac Broker - Start Date - 12/20/2022 - 5 Hours Per Month/0 Hours During Securities Trading 4) 01/18/2024 - Woodbury Road Consulting Corp - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/04/2024 - 40 Hours Per Month/ During Trading 5) 04/15/2024 - JB Greco & Associates - Non-Inv Related - Brentwood, NY - Outside/W-2 Employment - Bookkeeping - Started: 2/5/2024 - 10 Hrs/Mo; 0 Hr During Trading. 6) 01/12/2024 - WOODBURY ROAD CONSULTING CORP - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/4/2024 - 40 Hrs/Mo During Trading. 7) 07/01/2026 - BlueLine - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 20 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2021-02-05
  • S66 Uniform Combined State Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2021-02-05
Other Names
  • Sean Carey

View on SEC IAPD

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