Frank Robert Pecorella

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Cuna Mutual Group
  Waverly, IA
• 04/2013 → Present
  Cuna Brokerage Services
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Bay Shore, NY

Previous Registrations

• 2013-05-03 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Bay Shore, NY
  South Setauket, NY
• 2012-06-21 → 2013-04-25
  Citigroup Global Markets Inc.
  New York, NY
  Long Island City, NY
  Westlake Village, CA
  Farmingdale, NY
  Bay Shore, NY
  Farmingdale, NY
• 2006-06-09 → 2012-06-07
  Hsbc Securities (Usa) Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
• 2002-10-11 → 2004-10-18
  Quick & Reilly, Inc.
  Commack, NY

Other Businesses

1. 05-18-2022-Teachers Investment Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-25
• S63 Uniform Securities Agent State Law Examination
  1982-07-01

Other Names

• Frank Robert Pecorella