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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Supervision 77 E Main Street, 2Nd Fl, Bay Shore, NY 11706 • United States

Hauppauge, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Long Island City NY 05/2007 Present
Previous Registrations
  • 2007-01-19 → 2007-05-29
    Citicorp Investment Services
    Long Island City, NY
  • 2005-12-01 → 2007-01-17
    Bny Investment Center Inc.
    New York, NY
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Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-27
S63 Uniform Securities Agent State Law Examination 1988-07-20
  • S65 Uniform Investment Adviser Law Examination
    2004-02-27
  • S63 Uniform Securities Agent State Law Examination
    1988-07-20

View on SEC IAPD

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