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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-09 |
| NJ | RA | APPROVED | 2019-08-01 |
| TX | RA | APPROVED_RES | 2019-08-01 |
Branch Locations
500 Express Drive So, Ste. 1 1St Floor, West Brentwood, NY 11717 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 08/2010 | 07/2019 |
| Mutual, Inc. | Brentwood | NY | 01/2001 | 07/2019 |
| Lpl Financial Llc | Brentwood | NY | 07/2019 | Present |
1) 06/06/2019 - Blue Line Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2019 - 160 hr/mth 2) 05/15/2019 - Non-Variable Insurance - Agent - inv rel - at reported business location(s) - start: 08/2019 - 15 hr/mth 3) 11/16/2021 - Nassau Pride Hoops of LI Inc - Not Investment Related - 4 Timber Ridge Dr, Laurel Hollow, NY 11771 - Outside/W-2 Employment - Start Date: 11/15/2021 - 6 Hours Per Month/0 Hours During Securities Trading - Coach. 4) 11/07/2024 - St. Anthony's School - Outside/W-2 Employment - Coach - Not Investment Related - South Huntington, NY - Start Date 10/25/2024 - 30 Hours per Month/ 0 Hours during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2017-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-12 |
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