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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-13 |
| SC | RA | APPROVED | 2023-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 03/2018 | 09/2019 |
| First Citizens Bank | Columbia | SC | 07/2017 | 09/2019 |
| Wells Fargo | Columbia | SC | 07/2013 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 09/2019 | 02/2023 |
| Wells Fargo Bank, Na | Columbia | SC | 09/2019 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 02/2023 | Present |
| Bank Of America, N.A. | Columbia | SC | 02/2023 | Present |
Rental Property 1 Not Investment related Address: Cape Coral, FL Position/ Title: Co-owner Start date: 03/01/2023 Approximate number of hours/month:0 Briefly describe your duties: I devote 0 hours to the property as I pay a property management company to handle everything. They collect the rent, deal with contracts, up keep, maintenance and find the tenants etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-27 |
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