Chia Hua Sung

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2024-09-25
TX	RA	APPROVED	2024-09-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Honolulu	HI	04/2016	02/2017
Axa Advisors, Llc	New York	NY	02/2017	10/2018
Edward Jones	Saint Louis	MO	10/2018	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Honolulu	HI	09/2024	Present
Bank Of America, N.A.	Honolulu	HI	10/2024	Present

04/2016 → 02/2017

Unemployed

Honolulu, HI
02/2017 → 10/2018

Axa Advisors, Llc

New York, NY
10/2018 → 09/2024

Edward Jones

Saint Louis, MO
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Honolulu, HI
10/2024 → Present

Bank Of America, N.A.

Honolulu, HI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-08

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