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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Los Angeles | CA | 03/2018 | 03/2019 |
| Cpa Australia Beijing Office | Beijing | 03/2016 | 06/2017 | |
| Unemployed | Los Angeles | CA | 07/2017 | 02/2018 |
| The Prudential Insurance Company Of America | Los Angeles | CA | 06/2018 | 03/2019 |
| Western & Southern Life | Gardena | CA | 03/2019 | 08/2019 |
| W&S Brokerage Services, Inc. | Gardena | CA | 04/2019 | 08/2019 |
| Jpmorgan Chase Bank, N.A. | San Marino | CA | 08/2019 | Present |
| J.P. Morgan Securities Llc | San Marino | CA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-16 |
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