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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-07
  • TX RA
    APPROVED
    Since 2021-07-07

Branch Locations

2020 W University Dr, Mckinney, TX 75071 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Mckinney TX 12/2009 Present
Wells Fargo Clearing Services, Llc Mckinney TX 03/2018 Present
Other Businesses

POPZ GOLD JEWELRY, NOT INVT RELATED, MCKINNEY, TX, 100% OWNERSHIP, START DATE 11/23/2020, 15 HRS PER MONTH, 0 HRS DURING TRADING, SELLING JEWELRY ONLINE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
S63 Uniform Securities Agent State Law Examination 2018-07-09
  • S66 Uniform Combined State Law Examination
    2021-07-07
  • S63 Uniform Securities Agent State Law Examination
    2018-07-09
Other Names
  • Sonny Temple Preston

View on SEC IAPD

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