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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
8951 Collin Mckinney Pkwy Unit 101, Mckinney, TX 75070 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities, Inc. | San Diego | CA | 03/2009 | 11/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2017 | Present |
| Anthology Designs Llc | Frisco | TX | 10/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. LEGACY FINANCIAL ADVISORS/AGENT-REP TERM LIFE INSURANCE; DISABILITY INSURANCE; LONG TERM CARE, PERMANMENT LIFE INSURANCE. 2. NAME OF OTHER BUSINESS: LEGACY FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2009 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: INDEPENDENCE HIGH SCHOOL - CHOIR BOOSTER CLUB; INVESTMENT RELATED: NO; ADDRESS: 10555 INDEPENDENCE PKWY FRISCO, TX 75035; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAINTAIN FINANCIAL INFORMATION AND CHECKBOOK ; 4. NAME OF OTHER BUSINESS: INDEPENDENCE HIGH SCHOOL - THEATRE BOOSTER CLUB; INVESTMENT RELATED: NO; ADDRESS: 10555 INDEPENDENCE PKWY FRISCO, TX 75035; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAINTAIN FINANCIAL INFORMATION AND CHECKBOOK ; 5. NAME OF OTHER BUSINESS: ANTHOLOGY DESIGNS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PRODUCT SALES; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DESIGN PRODUCTS TO SELL ON ETSY AND OTHER CHANNELS; 6. NAME OF OTHER BUSINESS: COLLIN COLLEGE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 3452 SPUR 399 SUITE 429 MCKINNEY, TX 75069; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: REVIEW PERFORMANCE AND PROVIDE OVERSIGHT ON OUTSIDE MONEY MANAGER PERFORMANCE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-12 |
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