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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 08/2016 | 08/2018 |
| Aig Capital Services, Inc. | Houston | TX | 08/2018 | 08/2019 |
| American General Life Insurance | Houston | TX | 08/2019 | 02/2020 |
| Legacy Financial Advisors | Frisco | TX | 04/2020 | 07/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Finchly Finance | Frisco | TX | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: FINCHLY FINANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-08 |
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