Michael William Jarvis

Current Employers

Employment History

• 03/2009 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 09/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-03-09 → 2017-11-01
  Girard Securities, Inc.
  Corpus Christi, TX
  Mckinney, TX
• 1991-08-26 → 2009-03-16
  Equitable Advisors, Llc
  Dallas, TX
  Dallas, TX

Other Businesses

1) NAME OF OTHER BUSINESS: LEGACY FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL & INSURANCE SERVICES; START DATE: 04/2009; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MANAGE CLIENT BUSINESS, FINANCIAL PLANNING, INVESTMENT MANAGEMENT AND INSURANCE; 2) MJ AND S HOLDING, LLC, FOR COMMERCIAL OFFICE RENTAL .5% TIME 100% OWNERSHIP. 3) MIKE JARVIS FINANCIAL SERVICES, LLC, DBA FOR BOOKKEEPING OPERATING ENTITY ONLY. 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2023; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, & LONG-TERM CARE; 5) NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 07/2020 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-27
• S63 Uniform Securities Agent State Law Examination
  1991-07-26

Other Names

• Michael W Jarvis