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360 Mt. Kemble Ave, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-25 |
Branch Locations
1270 Avenue Of The Americas Suite 420, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2018 | 02/2025 |
| Mimeo | New York | NY | 10/2016 | 03/2018 |
| Bank Of America, N.A. | New York | NY | 06/2018 | 02/2025 |
| Unemployment | Indianapolis | IN | 08/2016 | 10/2016 |
| Simon Quick Advisors, Llc | Morristown | NJ | 02/2025 | Present |
HGC Investments, LLC Investment-related Address: 1503 Washington Street, Columbus IN, 47201 Nature of the other business- holding company for investments Position title- a member with minority ownership (10%), no management role Start date of your relationship- 1/25/2011 Approximate number of hours / month devoted - 0 Number of hours devote during securities trading hours - 0 Duties relating to the LLC- I am a 10% minority partner of the holding company for investments. Entity Type: Entity Charitable, Name of OBA: R and H H Foundation, Address: Columbus, Indiana 47201, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 09/30/2019, No Hours: 4, No Hours during trading: 4, Duties: Added as an authorized individual at Fidelity to assist communications between the directors, Robert and Helen Haddad and Fidelity. Discussed with Robert and Helen moving it over to Merrill. They agreed it made sense within 1-3 months.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-07 |
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