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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-30 |
| NY | RA | APPROVED | 2022-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | New York | NY | 03/2018 | 04/2019 |
| New York Life Insurance Co | New York | NY | 03/2018 | 04/2019 |
| Bravo Supermarket | Sanford | FL | 07/2008 | 07/2017 |
| Unemployed | Sunnyside | NY | 01/2018 | 02/2018 |
| J.P. Morgan Securities Llc | New York | NY | 05/2019 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2019 | Present |
| Unemployed | Lake Mary | FL | 08/2017 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-20 |
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