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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-10 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street Suite 1900, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Capital Wealth Advisors Llc | Austin | TX | 07/2018 | 06/2026 |
| Texas A&M University | College Station | TX | 08/2014 | 05/2018 |
| Texas A&M Aquatics | College Station | TX | 05/2016 | 01/2018 |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
1. Commonwealth Capital Brokerage located in Cynwyd, Pa is an insurance broker and is investment-related. Acts as an insurance agent offering insurance products to clients. Relationship started in 2023 and he spends approximately 4 hours a month on this activity, not during securities trading hours, selling insurance products to clients. 2. Horizon Realty located in Austin, TX is a real estate firm which is not investment-related. Acts as a real estate agent selling real estate. Relationship started in 2020 and he spends 1-5 hours per month on this activity, during securities trading hours, representing buyers and sellers in the home buying/selling process.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-27 |
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