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Benjamin James Gassman

Charles Schwab & Co., Inc.

Boca Raton, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-10
  • FL RA
    APPROVED
    Since 2022-01-10

Branch Locations

150 E. Palmetto Park Rd. Suite 100, Boca Raton, FL 33432-4808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boca Raton FL 06/2020 Present
Northwestern Mutual Greenwood Village CO 04/2018 12/2018
Student Fort Collins CO 08/2009 06/2020
Tropical Smoothie Fort Collins CO 09/2017 02/2018
Jimmy Johns Fort Collins CO 01/2020 02/2020
Charles Schwab Bank, Ssb Boca Raton FL 10/2021 Present
  • 06/2020 → Present
    Charles Schwab & Co., Inc.
    Boca Raton, FL
  • 04/2018 → 12/2018
    Northwestern Mutual
    Greenwood Village, CO
  • 08/2009 → 06/2020
    Student
    Fort Collins, CO
  • 09/2017 → 02/2018
    Tropical Smoothie
    Fort Collins, CO
  • 01/2020 → 02/2020
    Jimmy Johns
    Fort Collins, CO
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2021-05-07
Other Names
  • Ben Gassman

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
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WELLS FARGO CLEARING SERVICES, LLC

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Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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