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2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-16 |
Branch Locations
2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Los Angeles | CA | 04/1997 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 04/1997 | 05/2018 |
| Bank Of America, Na | Pasadena | CA | 09/2009 | 05/2018 |
| Pasadena Private Wealth, Llc | Pasadena | CA | 05/2018 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 05/2018 | 05/2020 |
| Pensionmark Securities, Llc | Santa Barbara | CA | 05/2020 | 05/2024 |
| Gt Securities, Inc. | Los Angeles | CA | 01/2025 | Present |
Private Client Manager at Pasadena Private Wealth, located at 2 N Lake Ave Ste 520 Pasadena, CA 91101, a wealth management firm. Responsible for servicing client daily needs, opening accounts, handling money movement, and scheduling client reviews. Activity commenced May 18, 2018. Devotes approximately 155 hours per month, all during securities trading hours. Non-investment related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-11 |
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