Nicholas Paul Boero

Current Employers

Employment History

• 05/2022 → Present
  Lpl Financial Llc
  Redding, CA
• 02/2014 → 02/2018
  C R Motors
  Redding, CA
• 03/2018 → 07/2022
  Rubicon Advisors
  Redding, CA
• 07/2022 → Present
  Rubicon Advisors
  Redding, CA

Other Businesses

1) 08/11/2022 - Rubicon Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/01/2022 - 200 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Rubicon Advisors, an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 08/12/2022- Nicholas Boero Financial- Investment Related- At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only- Start Date- 09/01/2022- 5 Hours Per Month/ 2 Hours During Securities Trading 3) 08/12/2022- Rubicon Advisors- Investment Related- At Reported Business Location(s) -DBA for LPL Business (entity for LPL business)- Start Date- 09/01/2022- 25 Hours Per Month/ 20 Hours During Securities Trading 4) 01/29/2026 - 2 Acres - Farm - Owner - Redding, CA - Not Investment Related - Start Date 01/01/2026 - 40 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-05-26