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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-05-27 |
| AZ | RA | APPROVED | 2025-04-24 |
| HI | RA | APPROVED | 2023-07-14 |
| MA | RA | APPROVED | 2023-05-31 |
| TX | RA | APPROVED_RES | 2023-05-22 |
| CT | RA | APPROVED | 2023-03-06 |
| GA | RA | APPROVED | 2022-11-07 |
| PA | RA | APPROVED | 2022-05-24 |
| NC | RA | APPROVED | 2022-01-31 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2019-04-15 |
| NJ | RA | APPROVED | 2018-06-26 |
| FL | RA | APPROVED | 2018-06-25 |
Branch Locations
900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States
Woodbury, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Garden City | NY | 03/2018 | Present |
| Unemployed | Woodbury | NY | 09/2017 | 03/2018 |
| Moore Capital Management | New York | NY | 08/2008 | 09/2017 |
| Guardian Life Insurance Company | Garden City | NY | 03/2018 | Present |
| Guardian Life Insurance Company | Woodbury | NY | 07/2024 | Present |
| Park Avenue Securities | Woodbury | NY | 07/2024 | Present |
1. Insurance outside of Guardian-Brokerage line for insurance products when Guardian does not fit the clients' needs,. Start: 02/28/2018, Address: 900 Stewart Avenue, Suite 500 Garden City, NY 11530, 2 total hours per month; 2 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Business Planning for a Benefit Plan-group benefits provider, Premier Benefits Plan Inc. working with a union fund, Start: 09/01/2022, Address: 8 Caumsett Place Woodbury, NY 11797, 1 total hour per month; 1 during securities trading hours, Less than 10% annual compensation, Not investment related, 3. Pura Vida 22 LLC, Owner - will use this entity to purchase real estate, Start: 04/10/2024, Address: 8 Caumsett Place, Woodbury, NY 11797, 4 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Investment related, 4. Pura Vida 88 LLC, Owner - will use this entity to purchase real estate, Start: 07/111/2024, Address: 8 Caumsett Place, Woodbury, NY 11797, 2 total hours per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-14 |
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