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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-13 |
| CO | RA | APPROVED | 2025-10-10 |
Branch Locations
1277 Kelly Johnson Blvd Suite 260, Colorado Springs, CO 80920 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Onemain Financial | Colorado Springs | CO | 02/2016 | 11/2017 |
| Unemployed | Colorado Springs | CO | 11/2017 | 03/2018 |
| T. Rowe Price | Colorado Springs | CO | 03/2018 | 12/2024 |
| First Command Brokerage Services, Inc | Fort Worth | TX | 09/2025 | 10/2025 |
| Collegeinvest | Colorado Springs | CO | 04/2025 | 07/2025 |
| Unemployed | Colorado Springs | CO | 01/2025 | 04/2025 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 10/2025 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 10/2025 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 10/2025 | Present |
| Liots | Colorado Springs | CO | 02/2023 | Present |
Name of the other business: LIOTS Whether the business is investment-related: No Address of the other business: Colorado Springs, CO Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Writer, Trauma Informed Coach, Financial Coach The start date of your relationship: Feb 01, 2023 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I host workshops and seminars to encourage and influence mental health and personal growth. I also provide financial education to disadvantaged neighborhoods as part of my non-profit. Funds received from my book are used to provide additional assistance for families in need.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-13 |
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