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Mary-Katelyn Windham Mckenzie

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
SC RA APPROVED 2023-10-31
  • TX RA
    APPROVED
    Since 2023-11-14
  • SC RA
    APPROVED
    Since 2023-10-31

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 08/2020 Present
Centaurus Financial Inc Lexington SC 03/2018 08/2020
Unemployed Camden SC 02/2018 03/2018
Shannon, Llc Camden SC 05/2017 02/2018
Harry & Harry Two's Bishopville SC 07/2016 05/2017
  • 08/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbia, SC
  • 03/2018 → 08/2020
    Centaurus Financial Inc
    Lexington, SC
  • 02/2018 → 03/2018
    Unemployed
    Camden, SC
  • 05/2017 → 02/2018
    Shannon, Llc
    Camden, SC
  • 07/2016 → 05/2017
    Harry & Harry Two's
    Bishopville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-30
Other Names
  • Mary Katelyn Windham

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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