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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-30 |
Branch Locations
2025 Larpenteur Avenue W., Falcon Heights, MN 55113 • United States
105 15Th Ave Ne, Waseca, MN 56093 • United States
1801 Market Drive,, Stillwater, MN 55802 • United States
975 34Th Ave. Nw, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 03/2018 | 06/2021 |
| Concordia College | Moorhead | MN | 05/2016 | 03/2018 |
| Concordia College | Moorhead | MN | 08/2013 | 05/2017 |
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 06/2021 | 04/2023 |
| Blaze Credit Union | Falcon Heights | MN | 01/2026 | Present |
| Extended Travel | Circle Pines | MN | 04/2023 | 12/2025 |
| Osaic Institutions, Inc. | Meriden | CT | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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