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James Clarence Ganger

Osaic Institutions, Inc.

Meriden, CT

Falson Heights, MN

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-07-01
  • MN RA
    APPROVED
    Since 2016-07-01

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • United States

2025 Larpenteur Avenue W, Falson Heights, MN 55113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Eden Prairie MN 04/2010 Present
Securities America Advisors Eden Prairie MN 11/2013 Present
Infinex Investments, Inc. Napa CA 07/2016 Present
  • 04/2010 → Present
    Securities America Inc.
    Eden Prairie, MN
  • 11/2013 → Present
    Securities America Advisors
    Eden Prairie, MN
  • 07/2016 → Present
    Infinex Investments, Inc.
    Napa, CA
Previous Registrations
  • 2014-07-07 → 2016-07-01
    Essex National Securities, Llc
    Napa, CA
    St. Paul, MN
  • 2014-01-31 → 2014-07-24
    Securities America Advisors, Inc.
    Eden Prairie, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-31
  • S63 Uniform Securities Agent State Law Examination
    1990-05-31

View on SEC IAPD

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Other Investors

JEANETTE FUNG CHUNG
DENISE ELIZABETH MATHEWS
RAJU T PUNNOOSE
FREDERICK C. BROSE
MICHAEL BRENDON COOK
GARY LEE JAMESON
JENNIFER MARIE Campbell
JOHN M CHIPELO

Other Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT
CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT
BROOKSTONE WEALTH ADVISORS, LLC · Meriden, CT
LPL FINANCIAL LLC · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · meriden, CT
1.21 GIGAWATTS MANAGEMENT COMPANY LLC · MIDDLETOWN, CT
CWM, LLC · Wallingford, CT
SENTINEL ASSET MANAGEMENT, LLC · WALLINGFORD, CT

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