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Jeanette Fung Chung

Osaic Institutions, Inc.

Rego Park, NY

Meriden, CT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-25
  • NY RA
    APPROVED
    Since 2025-07-25

Branch Locations

Rego Park, NY • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc West Orange NJ 09/2008 06/2020
Ameriprise Financial Services, Llc West Orange NJ 06/2020 07/2025
Osaic Institutions, Inc. Meriden CT 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-09
S63 Uniform Securities Agent State Law Examination 2000-02-07
  • S66 Uniform Combined State Law Examination
    2004-03-09
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07
Other Names
  • Jeanette Chung
  • Fung Chung

View on SEC IAPD

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