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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-23 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
1700 Highway 36 W Ste 420, Roseville, MN 55113 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Brighton | MN | 08/1995 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | MN | 03/2020 | Present |
Business Ownership; GMW Management LLC; Co-owner; Manage Ameriprise Business; 1700 Highway 36 West, Suite 420, Roseville, MN, 55113; Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours / Gavin Craig LLC; Owner; Manage Ameriprise Business; 1700 Highway 36 West, Suite 420, Roseville, MN, 55113; Not Investment-Related; 11/27/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-21 |
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