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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
Branch Locations
2233 Hamline Avenue North Suite 103, Roseville, MN 55113 • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Roseville | MN | 07/1974 | Present |
| Pruco Securities, Llc. | Roseville | MN | 07/1974 | 11/2024 |
| Lpl Enterprise, Llc | Roseville | MN | 11/2024 | Present |
1) 2/18/2025- Allen Steppa- Notary- Notarize documents as a free service for clients- not inv. related- at Saint Paul, MN- start date 01/31/2020 - 1hr/mnth-0hrs during trading 2) 04/23/2025- LeClair Group- Non-Variable Insurance/Insurance Agency- My wife sold Blue Cross Medicare supplement policies through LeClair insurance group.- inv. related- at St. Paul, MN- start date 04/01/2025-0hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1982-11-15 |
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