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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
1820 North Lexington Avenue, Roseville, MN 55113 • United States
Nisswa, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 06/2001 | Present |
| North Star Bank | Roseville | MN | 09/2000 | Present |
| Cetera Investment Advisers Llc | Roseville | MN | 01/2014 | Present |
1. REFERRAL NETWORKING WITH PROFESSIONALS-ANY BUSINESS WILL GO THROUGH CETERA. LESS THAN 1 WK 2. REFERRAL NETWORKING GROUP TO OBTAIN AND REFER BUSINESS WITH OTHER PROFESSIONALS EVERY 6 WEEKS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-17 |
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