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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-03-17 |
| TX | RA | APPROVED | 2022-03-17 |
Branch Locations
1700 Hwy 36 W, Suite 320, Roseville, MN 55113 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
9800 Shelard Parkway, Suite 220, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Minneapolis | MN | 09/2009 | Present |
| Investors Financial Group, Llc | Minneapolis | MN | 08/2010 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2022 | Present |
(1) 03/02/2010 - NON-VARIABLE INSURANCE, SELLING FIXED ANNUITY PRODUCTS AND LONG-TERM CARE PRODUCTS TO CLIENTS, 2% MN. (2) 10/11/2011 - RECREATION PROPERTY, FISHING CABIN IN CANADA. MY SPOUSE AND I OWN 50% WITH ANOTHER FAMILY, WHO ARE ALSO CLIENTS OF MINE. - REAL ESTATE RENTAL - 0% TIME SPENT (3) 03/30/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 12/04/2023 - Investors Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/28/2023 - 100 Hours Per Month/ 6 Hours During Trading (5) 12/07/2023 - Investors Financial Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/28/2023 - 100 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-28 |
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