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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-03-17
TX RA APPROVED 2022-03-17
  • MN RA
    APPROVED
    Since 2022-03-17
  • TX RA
    APPROVED
    Since 2022-03-17

Branch Locations

1700 Hwy 36 W, Suite 320, Roseville, MN 55113 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

9800 Shelard Parkway, Suite 220, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Minneapolis MN 09/2009 Present
Investors Financial Group, Llc Minneapolis MN 08/2010 Present
Private Advisor Group, Llc Morristown NJ 03/2022 Present
  • 09/2009 → Present
    Lpl Financial Corporation
    Minneapolis, MN
  • 08/2010 → Present
    Investors Financial Group, Llc
    Minneapolis, MN
  • 03/2022 → Present
    Morristown, NJ
Previous Registrations
  • 2014-01-13 → 2022-07-25
    Investors Financial Group
    Minneapolis, MN
    Plymouth, MN
Other Businesses

(1) 03/02/2010 - NON-VARIABLE INSURANCE, SELLING FIXED ANNUITY PRODUCTS AND LONG-TERM CARE PRODUCTS TO CLIENTS, 2% MN. (2) 10/11/2011 - RECREATION PROPERTY, FISHING CABIN IN CANADA. MY SPOUSE AND I OWN 50% WITH ANOTHER FAMILY, WHO ARE ALSO CLIENTS OF MINE. - REAL ESTATE RENTAL - 0% TIME SPENT (3) 03/30/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 12/04/2023 - Investors Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/28/2023 - 100 Hours Per Month/ 6 Hours During Trading (5) 12/07/2023 - Investors Financial Group - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/28/2023 - 100 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-28
  • S63 Uniform Securities Agent State Law Examination
    1987-01-28
Other Names
  • Ron Bickford

View on SEC IAPD

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