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Adam Rastegar

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-25
  • CA RA
    APPROVED
    Since 2025-10-25

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2018 06/2018
Bank Of America Laguna Woods CA 07/2016 03/2018
Unemployed Irvine CA 06/2018 04/2019
Axa Advisors, Llc Irvine CA 04/2019 06/2020
Equitable Advisors, Llc Irvine CA 04/2019 09/2020
Lpl Financial San Diego CA 09/2020 05/2023
E*Trade Securities Llc Irvine CA 05/2023 09/2023
Morgan Stanley Irvine CA 09/2023 05/2025
Charles Schwab & Co., Inc Pasadena CA 09/2025 Present
Charles Schwab Bank Pasadena CA 09/2025 Present
Unemployed Irvine CA 06/2025 08/2025
  • 03/2018 → 06/2018
    Edward Jones
    St Louis, MO
  • 07/2016 → 03/2018
    Bank Of America
    Laguna Woods, CA
  • 06/2018 → 04/2019
    Unemployed
    Irvine, CA
  • 04/2019 → 06/2020
    Axa Advisors, Llc
    Irvine, CA
  • 04/2019 → 09/2020
    Equitable Advisors, Llc
    Irvine, CA
  • 09/2020 → 05/2023
    Lpl Financial
    San Diego, CA
  • 05/2023 → 09/2023
    E*Trade Securities Llc
    Irvine, CA
  • 09/2023 → 05/2025
    Morgan Stanley
    Irvine, CA
  • 09/2025 → Present
    Charles Schwab & Co., Inc
    Pasadena, CA
  • 09/2025 → Present
    Charles Schwab Bank
    Pasadena, CA
  • 06/2025 → 08/2025
    Unemployed
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2019-11-27
  • S65 Uniform Investment Adviser Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2019-11-27
Other Names
  • Adam Jafar Rastegar
  • Adam Rastegar
  • Adam J Rastegar

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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