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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-03-25 |
Branch Locations
949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Memphis | TN | 02/1999 | Present |
| Metlife Securities Inc. | Memphis | TN | 01/2015 | Present |
| Mml Investors Services, Llc | Franklin | TN | 03/2017 | Present |
Name: SFP Benefits Inv rel: Y Add: 949 South Shady Grove Rd Ste 300 Memphis TN 38120 Nature: NONMMLIA Insurance Brokerage Position: Partner Start date: 2005 No. HR/MO: 200 No. HR/MO during sec trading: 200 Describe duties: Health, Group Life, Group Health, Employee Health & Welfare benefits
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-19 |
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