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Darrel Allen Sumner

Mml Investors Services, LLC

Memphis, TN

CRD 3186361

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-03-25
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Memphis TN 02/1999 Present
Metlife Securities Inc. Memphis TN 01/2015 Present
Mml Investors Services, Llc Franklin TN 03/2017 Present
  • 02/1999 → Present
    New England Securities
    Memphis, TN
  • 01/2015 → Present
    Metlife Securities Inc.
    Memphis, TN
  • 03/2017 → Present
    Franklin, TN
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Franklin, TN
    Memphis, TN
  • 2004-02-20 → 2015-01-02
    New England Securities
    Brentwood, TN
    Memphis, TN
    Memphis, TN
    Franklin, TN
Other Businesses

Name: SFP Benefits Inv rel: Y Add: 949 South Shady Grove Rd Ste 300 Memphis TN 38120 Nature: NONMMLIA Insurance Brokerage Position: Partner Start date: 2005 No. HR/MO: 200 No. HR/MO during sec trading: 200 Describe duties: Health, Group Life, Group Health, Employee Health & Welfare benefits

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-19
  • S63 Uniform Securities Agent State Law Examination
    1999-03-19

View on SEC IAPD

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