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Lisa Jinkyung Kim

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-30
CA RA APPROVED 2021-05-25
  • TX RA
    APPROVED
    Since 2021-06-30
  • CA RA
    APPROVED
    Since 2021-05-25

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 03/2018 Present
Law Offices Of Kyung Hee Lee, Pc Los Angeles CA 08/2014 03/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-22
  • S66 Uniform Combined State Law Examination
    2021-05-22
Other Names
  • Lisa Kim

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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