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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-20
OH RA APPROVED 2025-05-07
  • NY RA
    APPROVED
    Since 2025-05-20
  • OH RA
    APPROVED
    Since 2025-05-07

Branch Locations

122 E 42Nd St Ste 2215, New York, NY 10168 • United States

Parma, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regional Umpires Association North Royalton OH 06/2013 08/2017
The Ohio State University Columbus OH 08/2013 02/2018
Commonwealth Financial Network Waltham MA 02/2018 10/2021
Mj Baker Financial Advisors Avon Lake OH 02/2018 10/2021
Fidelity Investments Merrimack NH 01/2022 09/2024
Ameriprise Financial Services, Llc New York NY 04/2025 Present
Unemployed North Royalton OH 10/2024 04/2025
Unemployed North Royalton OH 11/2021 12/2021
  • 06/2013 → 08/2017
    Regional Umpires Association
    North Royalton, OH
  • 08/2013 → 02/2018
    The Ohio State University
    Columbus, OH
  • 02/2018 → 10/2021
    Waltham, MA
  • 02/2018 → 10/2021
    Mj Baker Financial Advisors
    Avon Lake, OH
  • 01/2022 → 09/2024
    Fidelity Investments
    Merrimack, NH
  • 04/2025 → Present
    New York, NY
  • 10/2024 → 04/2025
    Unemployed
    North Royalton, OH
  • 11/2021 → 12/2021
    Unemployed
    North Royalton, OH
Previous Registrations
  • 2022-03-31 → 2024-09-07
    Fidelity Personal And Workplace Advisors
    North Royalton, OH
  • 2019-03-12 → 2021-10-25
    Avon Lake, OH
Other Businesses

Real Estate Ownership; Multi-Family; 7622 State Road, Unit A, Parma, OH, 44134; Not Investment-Related; 09/01/2023. Outside Employment; FutureFWD Advisors/StaffComp; Employees; FutureFWD Employees getting paid from StaffComp.; 122 East 42nd Street, Suite 2215, New York, NY, 10168; Investment-Related; 05/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-11
  • S66 Uniform Combined State Law Examination
    2019-03-11
Other Names
  • Chris Travers
  • Christopher Joseph Travers

View on SEC IAPD

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