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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Red Bank | NJ | 02/2018 | 07/2018 |
| Chow Now | New York | NY | 10/2014 | 07/2018 |
| Lpl Financial Llc | Red Bank | NJ | 07/2018 | Present |
1) 07/30/2018 - Wellesley Financial Planners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2018 2)08/01/2018 - Wellesley Financial Planners - Tax Prep/Accounting/CPA- inv rel - at reported business location(s) - start: 02/2018 - 25 hr/mth 3) 07/30/2018 - Wellesley Financial Planners - no-variable insurance - inv rel - at reported business loction(s) - start: 08/2018 - 20 hr/mth. 4) 12/11/2019 - Respondent - Not Investment Related - Location/Address: Online. Respondent.io - Outside/W-2 Employment - Started 12/02/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Responding to surveys from Respondent.io for compensation. 5) 01/31/2024 - Atlantic Highlands First Aid Rescue Squad - Non-Investment Related - Atlantic Highlands, NJ - Non-Profit Board Member - President - Start Date 01/16/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-11 |
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