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Zachary Evan Brown

LPl Financial LLC

Red Bank, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-08-24
  • NJ RA
    APPROVED
    Since 2018-08-24

Branch Locations

130 Maple Ave, Ste. 1-B, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Red Bank NJ 02/2018 07/2018
Chow Now New York NY 10/2014 07/2018
Lpl Financial Llc Red Bank NJ 07/2018 Present
  • 02/2018 → 07/2018
    Cadaret, Grant & Co., Inc.
    Red Bank, NJ
  • 10/2014 → 07/2018
    Chow Now
    New York, NY
  • 07/2018 → Present
    Red Bank, NJ
Previous Registrations
  • 2018-06-06 → 2018-08-23
    Cadaret, Grant & Co., Inc.
    Red Bank, NJ
Other Businesses

1) 07/30/2018 - Wellesley Financial Planners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2018 2)08/01/2018 - Wellesley Financial Planners - Tax Prep/Accounting/CPA- inv rel - at reported business location(s) - start: 02/2018 - 25 hr/mth 3) 07/30/2018 - Wellesley Financial Planners - no-variable insurance - inv rel - at reported business loction(s) - start: 08/2018 - 20 hr/mth. 4) 12/11/2019 - Respondent - Not Investment Related - Location/Address: Online. Respondent.io - Outside/W-2 Employment - Started 12/02/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Responding to surveys from Respondent.io for compensation. 5) 01/31/2024 - Atlantic Highlands First Aid Rescue Squad - Non-Investment Related - Atlantic Highlands, NJ - Non-Profit Board Member - President - Start Date 01/16/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
  • S66 Uniform Combined State Law Examination
    2018-05-11
Other Names
  • Zack Evan Brown

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