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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-12 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 03/2018 | 05/2022 |
| Ar Turnkee Construction Company Inc. | Houston | TX | 08/2016 | 02/2018 |
| The Prudential Insurance Company Of America | Houston | TX | 05/2022 | Present |
| Pruco Securities Llc | Houston | TX | 05/2022 | 11/2024 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
HLSR volunteer POSITION: volunteer NATURE: Volunteers INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/2018 ADDRESS: 3 NRG, Houston TX 77057, United States Description: scan tickets for admission To Houston livestock show and rodeo POSITION: Notary NATURE: Administration service INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/21/21 ADDRESS: 907 Caplin St, Houston TX 77022, United States DESCRIPTION: no
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-04 |
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