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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-30 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2018 | 06/2022 |
| Trillium Management, Llc | New York | NY | 09/2015 | 02/2018 |
| Bofa Securities, Inc. | New York | NY | 05/2019 | 06/2022 |
| Neuberger Berman | New York | NY | 06/2022 | Present |
100 Bank St. Coop Board, Coop Board member, Start Date 10/6/2022, 1 hour a month devoted during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-04 |
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