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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-27 |
| TX | RA | APPROVED | 2024-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 02/2018 | 03/2023 |
| Beverly Woods Restaurant/Bowler Mcgann Group | Chicago | IL | 05/2007 | 09/2017 |
| Unemployed | Oak Lawn | IL | 09/2017 | 02/2018 |
| Bank Of America, N.A. | Pennington | NJ | 02/2018 | 03/2023 |
| Ubs Financial Services Inc. | Northbrook | IL | 03/2023 | 11/2024 |
| J.P. Morgan Securities Llc | Chicago | IL | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 11/2024 | Present |
| Ubs Financial Services Inc. | Northbrook | IL | 03/2023 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-11 |
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