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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-12 |
| TX | RA | APPROVED | 2025-03-12 |
Branch Locations
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 02/2018 | 10/2021 |
| Jpmorgan Securities, Llc. | Los Angeles | CA | 02/2018 | 10/2021 |
| Citibank | Palos Verdes | CA | 02/2014 | 02/2018 |
| First Republic Investment Management, Inc | Los Angeles | CA | 10/2021 | 09/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 10/2021 | 09/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | 02/2025 |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | 02/2025 |
| Morgan Stanley | Long Beach | CA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-06 |
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