Best Investors
Account
Sign in
Best Investors
Account
Sign in
1131 Main Street, Onalaska, WI 54650 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-26 |
| WI | RA | APPROVED | 2021-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Braun Intertec Corporation | La Crosse | WI | 07/2014 | 12/2018 |
| Mml Investors Services | La Crosse | WI | 05/2018 | 03/2020 |
| Mass Mutual Life Insurance Company | La Crosse | WI | 02/2019 | 03/2020 |
| Voya Financial Advisors, Inc. | La Crosse | WI | 03/2020 | Present |
| La Crosse Financial Planning Inc. | La Crosse | WI | 04/2021 | Present |
NAME OF ENTITY: Independent Insurance Agent; Yes; 700 3RD ST N STE 202A; LA CROSSE; WI; 54601; Fixed Insurance Sales; Independent Insurance Agent; 3/27/2020; 160; 160; sales of fixed insurance products NAME OF ENTITY: CHARTERPOINT FINANCIAL; Yes; 700 3RD ST N STE 202A; LA CROSSE; WI; 54601; FINANCIAL SERVICES/DBA; FINANCIAL CONSULTANT; 3/3/2020; 50; 40; SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. NAME OF ENTITY: Swartz Financial Planning; Yes; 700 3rd Street N Suite 202A; La Crosse; WI; 54601; Financial Services/dba; Owner; 6/9/2020; 80; 80; Sale and Service Insurance, securities and Investment Products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-16 |
Reach out to this advisor