Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-23 |
| TX | RA | APPROVED | 2023-08-23 |
| MN | RA | APPROVED | 2023-06-01 |
| WI | RA | APPROVED | 2019-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial & Investment Mangement Group Ltd. | Suttons Bay | WI | 07/2001 | Present |
| Mercer Global Advisors Inc. | Onalaska | WI | 12/2018 | 11/2022 |
| Mercer Global Advisors Inc. | Onalaska | WI | 11/2022 | Present |
Member of a band called The Executives (located in Onalaska, WI) since 01/01/1997. Devotes at least 10 hours a month (0 hours during trading hours) to this activity. Receives compensation from performing at events. The activity is not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-28 |
Reach out to this advisor