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Jason Scott Sobolik

Mercer Global Advisors Inc.

Onalaska, WI

CRD 5425147

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-29
MN RA APPROVED 2022-09-19
WI RA APPROVED 2019-01-25
  • IL RA
    APPROVED
    Since 2024-01-29
  • MN RA
    APPROVED
    Since 2022-09-19
  • WI RA
    APPROVED
    Since 2019-01-25

Branch Locations

1837 E. Main Street, Onalaska, WI 54650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial & Investment Management Group, Ltd. Onalaska WI 08/2007 05/2019
Mercer Global Advisors Inc. Onalaska WI 12/2018 05/2019
Mercer Global Advisors Inc. Onalaska WI 05/2019 03/2021
Mercer Global Advisors Inc. Onalaska WI 03/2021 09/2023
Mercer Global Advisors Inc Onalaska WI 09/2023 Present
Previous Registrations
  • 2008-03-11 → 2019-05-22
    Fim Group
    Onalaska, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-01-22
S65 Uniform Investment Adviser Law Examination 2007-11-14
  • S63 Uniform Securities Agent State Law Examination
    2008-01-22
  • S65 Uniform Investment Adviser Law Examination
    2007-11-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC.
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Nearby Investors

CLIFFORD RAY WARDEN
Joel Phillip Dettwiler
Joseph Michael Lewis

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · ONALASKA, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Onalaska, WI
INTERACTIVE FINANCIAL ADVISORS · Onalaska, WI

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