Clifford Ray Warden

Current Employers

Employment History

• 09/1999 → Present
  Financial Planning Services Of La Crosse
  La Crosse, WI
• 09/2014 → 06/2021
  Voya Financial Advisors
  Onalaska, WI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1998-12-02 → 2021-06-09
  Voya Financial Advisors, Inc.
  Brooklyn Park, MN
  Onalaska, WI
  La Crosse, WI
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: self; No; 1955 SANDALWOOD CRIVE; ONALASKA; WI; 54650; book sales; author; 10/1/2009; 20; 20; author and distributor of the book "The Awakening"| 2) NAME OF ENTITY: Financial Planning Services of Greater LaCrosse; Yes; 1855 E MAIN ST; ONALASKA; WI; 54650; DBA; Employee; 7/7/2008; 160; 160; DBA for sales of securities and insurance products.| 3) NAME OF ENTITY: Clifford Warden - Sole Proprietorship; No; 1955 SANDALWOOD DRIVE; ONALASKA; WI; 54650; Book Writing; Author; 7/1/2015; 4; 0; Selling new book entitled "The Reunion".| 4) NAME OF ENTITY: UHLS FINANCIAL GROUP, INC; Yes; 1855 E MAIN ST; ONALASKA; WI; 54650; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 10/1/2017; 80; 0; SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| 5) NAME OF ENTITY: Independent Insurance Agent; Yes; 1855 E MAIN ST; ONALASKA; WI; 54650; Fixed insurance sales; Independent insurance agent; 6/10/2008; 16; 16; Sales of fixed insurance products.|

Exams

• S66 Uniform Combined State Law Examination
  1998-09-12

Designations