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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-10
WI RA APPROVED 2024-12-05
MN RA APPROVED 2024-10-14
  • TX RA
    APPROVED
    Since 2026-06-10
  • WI RA
    APPROVED
    Since 2024-12-05
  • MN RA
    APPROVED
    Since 2024-10-14

Branch Locations

214 Grace Street, Dodgeville, WI 53533 • United States

Holmen, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kaplan University Davenport IA 12/2023 07/2024
True North Surgical Green Bay WI 08/2023 12/2023
Legacies Llc Winona MN 06/2019 06/2023
Legacies Llc Winona MN 05/2016 06/2019
University Of Wisconsin-La Crosse La Crosse WI 09/2012 12/2017
Thrivent Investment Management Inc Onalaska WI 06/2024 Present
Thrivent Financial Appleton WI 08/2024 11/2024
Thrivent Financial Appleton WI 11/2024 Present
  • 12/2023 → 07/2024
    Kaplan University
    Davenport, IA
  • 08/2023 → 12/2023
    True North Surgical
    Green Bay, WI
  • 06/2019 → 06/2023
    Legacies Llc
    Winona, MN
  • 05/2016 → 06/2019
    Legacies Llc
    Winona, MN
  • 09/2012 → 12/2017
    University Of Wisconsin-La Crosse
    La Crosse, WI
  • 06/2024 → Present
    Onalaska, WI
  • 08/2024 → 11/2024
    Thrivent Financial
    Appleton, WI
  • 11/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
  • S66 Uniform Combined State Law Examination
    2024-10-11

View on SEC IAPD

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