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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-10 |
| WI | RA | APPROVED | 2024-12-05 |
| MN | RA | APPROVED | 2024-10-14 |
Branch Locations
214 Grace Street, Dodgeville, WI 53533 • United States
Holmen, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kaplan University | Davenport | IA | 12/2023 | 07/2024 |
| True North Surgical | Green Bay | WI | 08/2023 | 12/2023 |
| Legacies Llc | Winona | MN | 06/2019 | 06/2023 |
| Legacies Llc | Winona | MN | 05/2016 | 06/2019 |
| University Of Wisconsin-La Crosse | La Crosse | WI | 09/2012 | 12/2017 |
| Thrivent Investment Management Inc | Onalaska | WI | 06/2024 | Present |
| Thrivent Financial | Appleton | WI | 08/2024 | 11/2024 |
| Thrivent Financial | Appleton | WI | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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